-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYl7GCL8256CF4Q6EWT96zRQ3S6Bjazz+YJ+9daxXYXGGGWwx8que0+ursVOoBl3 O7XjwqBVh/1jLqqc2G1A2Q== 0000919574-97-000193.txt : 19970222 0000919574-97-000193.hdr.sgml : 19970222 ACCESSION NUMBER: 0000919574-97-000193 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-30193 FILM NUMBER: 97540256 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEVITAS JAMES R CENTRAL INDEX KEY: 0001034254 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE SUITE 1549 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No.: Name of Issuer: Dataram Corporation Title of Class of Securities: Common Stock CUSIP Number: 238108203 (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) James R. Levitas, Levitas & Company, 230 Park Avenue, Suite 1549, New York, New York 10169 (212) 681-8480 (Date of Event which Requires Filing of this Statement) February 10, 1997 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of class. See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person James R. Levitas SS#: ###-##-#### 2. Check the Appropriate Box if a Member of a Group a. b. x 3. SEC Use Only 4. Source of Funds AF, PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: 176,900 8. Shared Voting Power: 9. Sole Dispositive Power: 176,900 10. Shared Dispositive Power: 11. Aggregate Amount Beneficially Owned by Each Reporting Person 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 2 13. Percent of Class Represented by Amount in Row (11) 5.6% 14. Type of Reporting Person IN 3 Item 1. Security and Issuer This statement relates to shares Common Stock (the "Shares") of Dataram Corporation (the "Company"). The Company's principal executive office is located at 186 Princeton Road, West Windsor, New Jersey 08543. Item 2. Identity and Background This statement is being filed on behalf of James R. Levitas, Levitas & Company, 230 Park Avenue, Suite 1549, New York, New York 10169. Mr. Levitas is the sole general partner of LEVCO Partners, L.P., (the "Partnership"), a Delaware limited partnership. The Partnership is a private investment partnership. The principal business of Mr. Levitas is to act as investment manager. Mr. Levitas has not during the last five years been convicted in any criminal proceeding. Mr. Levitas has not during the last five years been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. Mr. Levitas is a citizen of the United States of America. 4 Item 3. Source and Amount of Funds or Other Consideration As of the date hereof, Mr. Levitas is deemed to beneficially own 176,900 Shares. 173,900 Shares are held by the Partnership and managed accounts over which Mr. Levitas has investment discretion and 3,000 Shares are held by Mr. Levitas personally. Shares were purchased in open market transactions at an aggregate cost of $1,644,856. The funds for the purchase of the Shares held in the Partnership and the managed accounts have come from the working capital of each and the funds for the purchase of the Shares held by Mr. Levitas came from his personal funds. No funds were borrowed in connection with the purchase of Shares. Item 4. Purpose of Transaction The Shares beneficially owned by Mr. Levitas and were acquired for, and are being held for, investment purposes. Mr. Levitas does not have any plan or proposal which relates to, or would result in, any of the actions enumerated in Item 4 of the instructions to Schedule 13D. Item 5. Interest in Securities of the Issuer As of the date hereof, Mr. Levitas is estimated to be the beneficial owner of 176,900 Shares of the Company. Based on information provided by the Chief Financial Officer of the Company, as of January 31, 1997 there were a total of 3,185,105 issued and outstanding Shares. Therefore, Mr. 5 Levitas beneficially owns 5.6% of the outstanding Shares. Mr. Levitas has the power to vote, direct the vote, dispose of or direct the disposition of all the Shares of the Company that are currently beneficially owned by him. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer Mr. Levitas does not have any contract, arrangement, understanding or relationship with any person with respect to the Shares. Item 7. Material to be Filed as Exhibits A description of the transactions in the Shares that were effected by Mr. Levitas and RHC over the past 60 days is filed herewith as Exhibit A. Signature The undersigned, after reasonable inquiry and to the best of their knowledge and belief, certify that the information set forth in this statement is true, complete and correct. February 20, 1997 _________________ Date /s/ James R. Levitas __________________________________ James R. Levitas 6 00501001.AF2 Exhibit A _________ Purchase Number Price Date of Shares per Share Value ________ _________ _________ _____ 12/30/96 3,900 $8.3300 $32,487.00 12/31/96 4,600 8.5854 39,492.84 01/02/97 2,700 8.6263 23,291.01 01/03/97 10,000 9.5719 95,719.00 01/07/97 18,300 9.4994 173,839.02 01/17/97 7,700 9.5800 73,766.00 02/07/97 27,300 11.0530 301,746.90 02/10/97 3,700 10.0935 37,345.95 02/11/97 11,000 10.4095 114,504.50 02/12/97 9,000 10.6689 96,020.10 02/13/97 3,000 10.5000 31,500.00 7 00501001.AF2 -----END PRIVACY-ENHANCED MESSAGE-----